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Securities Industry and Financial Markets Association
Results: 602

#	Item
501	The North American Securities Administrators Association Are you an informed investor? Energy Investments With energy demands and a desire for energy independence increasing globally, investments in traditional and alte Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 17:35:42 Funds Financial markets Energy development Sustainable energy Energy industry Joint venture Exchange-traded fund Collective investment scheme Private equity Financial economics Investment Energy economics
502	American Bankers Association ABA Securities Association Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Securities Industry and Financial Markets Associatio Add to Reading List Source URL: www.aba.com Language: English - Date: 2013-06-06 16:21:00 Commodity Futures Trading Commission U.S. Securities and Exchange Commission Derivative Futures contract Swap Futures Industry Association Jill E. Sommers Over-the-counter Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Financial system Finance
503	September 23, 2011 Submitted via E-mail to [removed] Elizabeth M. Murphy Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-23 15:34:12 United States housing bubble Fixed income securities Securities Late-2000s financial crisis Mortgage-backed security Credit rating agency Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Securitization Financial economics Finance Investment
504	15 November 2010 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549‐1090 Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-16 10:49:13 United States housing bubble Fixed income securities Structured finance Securities United States Securities and Exchange Commission Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Asset-backed commercial paper Asset-backed security Financial economics Finance Investment
505	REMARKS OF JENNIFER SHASKY CALVERY DIRECTOR FINANCIAL CRIMES ENFORCEMENT NETWORK SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION ANTI-MONEY LAUNDERING AND FINANCIAL CRIMES CONFERENCE JANUARY 30, 2014 Add to Reading List Source URL: www.fincen.gov. Language: English - Date: 2014-01-30 08:24:36 Crime Financial regulation Bank Secrecy Act Suspicious activity report Financial crimes Financial Crimes Enforcement Network Money laundering Financial Intelligence Terrorism financing Business Tax evasion Finance
506	Comment Letter on File No. S7-13-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-11 13:41:57 Bonds Securities Nationally recognized statistical rating organization Credit rating agency Fixed income securities Structured finance Bond credit rating Citigroup Securities Industry and Financial Markets Association Financial economics Finance Investment
507	VIA ELECTRONIC MAIL (rule-comments~sec.gov) July 25,2008 Ms. Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-28 16:19:53 Bonds Fixed income securities Securities Securities Industry and Financial Markets Association Credit rating agency Nationally recognized statistical rating organization Structured finance Structured product Bond market Financial economics Finance Investment
508	Microsoft Word - 67736110_11.DOCX Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-01 15:17:55 Finance Stock market Securities Industry and Financial Markets Association Foreign exchange market Broker-dealer Security U.S. Securities and Exchange Commission Financial economics Financial markets Investment
509	November 15, 2010 VIA ELECTRONIC MAIL ([removed]) U.S. Securities and Exchange Commission 100 F. Street, NE Washington, DC[removed]Attn: Elizabeth M. Murphy, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-15 17:24:00 Fixed income securities Structured finance Mortgage industry of the United States Securities Financial markets Dodd–Frank Wall Street Reform and Consumer Protection Act Fannie Mae Asset-backed security Securities Industry and Financial Markets Association Financial economics Finance Investment
510	Microsoft Word - db letter finalfinalfinal.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-11 13:24:03 Nationally recognized statistical rating organization Credit rating agency United States securities law Stock market Bonds U.S. Securities and Exchange Commission Securities Act Structured product Securities Industry and Financial Markets Association Financial economics Finance Financial system

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